Nicole T. Birch
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Vicent C. Petrescu and Aka Vincen Petrescu, CPA
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Fifth Third Bancorp and Daniel Poston
Order Appointing Fund Administrator and Setting Administrator's Bond Amount
Resources to Navigate COVID-19 Vaccine Survey Requirements
On December 28, the Centers for Medicare & Medicaid Services (CMS) issued surveyor guidance on assessing long-term care facilities’ compliance with a federal mandate for healthcare worker COVID-19 vaccinations. Surveyor enforcement is to begin within 30 days. The guidance in this memorandum does not apply to states currently in litigation to be heard by...
Matthew L. Walker
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod’s Cranium Inc.
SEC Charges Financial Company and Its President with Engaging in Fraudulent Schemes to Boost Stock Price
Bluecrest Capital Management Limited
Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution
Laurence I. Balter d/b/a Oracle Investment Research
Notice of Proposed Plan of Distribution and Opportunity for Comment
