Jared D. Eakes, et al.
SEC Charges Former Florida Investment Adviser with Misappropriating Millions from Advisory Clients and Former Alabama Adviser with Breaching Fiduciary Duties
Pebblekick, Inc., Donald Shiroishi, and Nancy Williams
SEC Charges Issuer for Conducting Fraudulent and Unregistered Securities Offerings
Premium Point Investments LP et al.
SEC Obtains Judgments and Bar Against Former Hedge Fund CEO Related to Hedge Fund Valuation Scheme
Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard
SEC Charges Four Individuals in Microcap Fraud Scheme Targeting Retail Investors
Anilesh Ahuja
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Joshua Louis Rupp
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Darcas Oliver Young
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions