Sean Wygovsky and Christopher Matthaei

SEC Charges Hedge Fund Trader and Broker-Dealer Partner in Multi-Million Dollar Spac Insider Trading Scheme


William Andrew Stack, Esq.

SEC Obtains Final Judgment Against Attorney for Engaging in Fraud and Conducting an Unregistered Securities Offering


Sapere Wealth Management, LLC and Scott Trease

SEC Charges North Carolina Investment Firm and Its Principal for Recommending Clients Invest Millions in Unsuitable, Risky Deals


John Barksdale, et al.

SEC Obtains Judgment Against Siblings Who Orchestrated Massive Crypto Asset Fraud


Spicer Jeffries LLP and Sean P. Tafaro, CPA

Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions


Justin A. Greenblum

Order of Suspension Pursuant to Rule 102(E)(2) of the Commission’s Rules of Practice


Surage Kamal Roshan Perera and Janues Capital Incorporated

SEC Obtains Emergency Relief Against Long Island Investment Adviser and Firm Charged with Fraud


Mario E. Rivero

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions


James K. Couture

Securities and Exchange Commission Obtains Final Judgment Against Massachusetts Investment Adviser Who Misappropriated Funds from Clients


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