Gomes et al.;
SEC Obtains Final Judgment Against Defendant in a Microcap Fraud Scheme Attempting to Capitalize On the Covid-19 Pandemic
Harmel S. Rayat and RenovaCare, Inc.
SEC Charges Company and Controlling Shareholder with Securities Fraud
LJM Funds Management, Ltd. and LJM Partners, Ltd. et al.
SEC Charges Mutual Fund Executives with Misleading Investors Regarding Investment Risks in Funds That Suffered $1 Billion Trading Loss (No. 1:21-Cv-02859 (D. Nd IIIinois. Filed May 27, 2021))
Arjuna Ariathurai
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and...
Stephen Michael Thompson
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Rich Pharmaceuticals, Inc.
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
XSport Global, Inc.
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
General Energy Resources & Technology Corp.
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
