JPMorgan Chase Bank, N.A.
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Lightyear Capital LLC
Order Instituting Cease-and-Desist Proceedings, Pursuant to 203(k) of the Investment Advisers Act of 1940, And, Making Findings, and Imposing a Cease-and-Desist Order