BNZ One Capital, LLC, et al.
SEC Charges Newport Beach Company and Its Principals with Operating a $13.5 Million Ponzi-Like Scheme
Fixed Income Clearing Corporation
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 19(h) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Howard S. Kleyman
Order Instituting Administrative Proceedings Pursuant to Rule Howard S. Kleyman, Practice, Making Findings, and Imposing Remedial Sanctions
ATI Nationwide Holding Corp.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Ati Nationwide Holding Corp.
Lexion Capital Management LP
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Swapnil J. Rege and SwapStar Capital, LLC
SEC Charges Recidivist and Barred Investment Adviser and His Firm
Steven M. Gallagher, a/k/a “Alexander Delarge 655321, “
SEC Obtains Asset Freeze and Other Relief in Halting Penny Stock Scheme On Twitter
Denis Georgiyevich Sotnikov, et al.
SEC Obtains Default Judgment Against Russian National for Defrauding Investors Out of Millions of Dollars in Phony Certificates of Deposit Scam
