BKS Advisors LLC and Roger T. Denha
Notice of Proposed Plan of Distribution and Opportunity for Comment
BKS Advisors LLC
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order