Pavel Ruiz
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Up, et al.
Order Instituting Cease-And- Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Trends Investments Inc. et al.
SEC Obtains Default Judgments Against Three Defendants in an Investment Fraud Scheme Involving Penny Stock Companies
Taberna Capital Management, LLC, Michael Fralin and Raphael Licht
Order Authorizing the Transfer to the U.S. Treasury of Funds Remaining in the Fair Fund and Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, Canceling the Fund Administrator's Bond, and Terminating the Fair Fund
Frank’s International N.V.
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
SAExploration Holdings, Inc., et al.
SEC Obtains Final Judgment from Former Executive for His Role in $100 Million Accounting Fraud
QHY Group
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
Novation Companies, Inc.
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
Medifocus Inc.
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934