Carnovale, et al.
SEC Obtains Judgment Against Individual for Participating in Fraudulent Microcap Scheme
Craig D. Perciavalle, Joseph A. Runkel, and William O. Adams
SEC Charges Three Executives At U.S. Navy Shipbuilder Austal USA with Accounting Fraud
Sean Wygovsky and Christopher Matthaei
SEC Charges Hedge Fund Trader and Broker-Dealer Partner in Multi-Million Dollar Spac Insider Trading Scheme
William Andrew Stack, Esq.
SEC Obtains Final Judgment Against Attorney for Engaging in Fraud and Conducting an Unregistered Securities Offering
Sapere Wealth Management, LLC and Scott Trease
SEC Charges North Carolina Investment Firm and Its Principal for Recommending Clients Invest Millions in Unsuitable, Risky Deals
John Barksdale, et al.
SEC Obtains Judgment Against Siblings Who Orchestrated Massive Crypto Asset Fraud
Spicer Jeffries LLP and Sean P. Tafaro, CPA
Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Justin A. Greenblum
Order of Suspension Pursuant to Rule 102(E)(2) of the Commission’s Rules of Practice
Surage Kamal Roshan Perera and Janues Capital Incorporated
SEC Obtains Emergency Relief Against Long Island Investment Adviser and Firm Charged with Fraud