Drew Morgan Ciccarelli

Commission Charges South Carolina Resident in Pump-And-Dump Scheme


Meredith A. Simmons, Esq.

Order Instituting Public Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 4C and 15(b) of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, Section 9(b) of the Investment Company Act of 1940, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions...


Great Plains Trust Company, Inc.

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 9(f) of the Investment Company Act of 1940, Making Findings, and Imposing a Cease-and-Desist Order


Johnson, Everett, Ekejija, and NVC Fund, LLC

SEC Files Charges in Microcap Stock Schemes


Hilton Worldwide Holdings Inc.

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order


Mason D. Newman, Christian J. Baquerizo and Kevin Cardenas

SEC Charges Unregistered Brokers in Penny Stock Scheme Targeting Seniors


Rand Heckler and Rand Heckler, Inc.

SEC Charges Purported Hedge Fund Manager with Fraud


HP Inc.

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order


Joel Stohlman, et al.

SEC Charges Four Individuals in a Fraudulent Manipulation and Kickback Scheme


Robert McCabe et al.

SEC Charges Pennsylvania Man with Decade-Long Fraud


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