J. Michael Pearson
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Tanya R. Carro, CPA
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Howard B. Schiller
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Valeant Pharmaceuticals International, Inc. and n/k/a Bausch Health Companies Inc.
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Complete Business Solutions Group Inc. dba Par Funding et al.
SEC Vs. Complete Business Solutions Group Inc. Dba Par Funding et al., No. 9:20-Cv-81205 ( S.D.Fl Filed Jul 31, 2020)
Birinyi Associates, Inc.
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Spotlight Innovation Inc. and Tempus Applied Solutions Holdings, Inc.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Tempus Applied Solutions Holdings, Inc.
Kevin R. Kuhnash and Jason P. Jimerson
Former CEO and Coo of Plastics Manufacturer Plead Guilty to Fraud Charges