Woojae “Steve” Jung
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Block.One
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Nebulous, Inc.
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Founders Financial Securities, LLC
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Bluepoint Investment Counsel, et al.
SEC Announces Fraud Charges Related to Wisconsin Investment Fund
Will Secret Service Protect Whistleblowers, Citizens From POTUS?
The United States Secret Service’s mission needs to evolve to include protection of Americans from the POTUS. photocredit: © 2018 Bloomberg Finance LP Protection of the nation’s highest elected leaders and other government officials has long been one of the primary missions of the United States Secret Service. However, the Secret Service’s protection responsibilities have...
David Sechovicz and Peter Szatmari
SEC Charges Internet Marketers with Swindling Main Street Investors Through Phony Infomercials
Gil Beserglik, et al.
SEC Charges Three Individuals with Deceiving Main Street Investors Through the Sale of Binary Options
Bruce J. Fixelle
Order Instituting Administrative Proceedings Pursuant to Section Section 203(f) of the Investment Advisers Act of 1940 Making Findings and Imposing Remedial Sanctions
IFS Securities
Order Directing Payment of Certain Funds Received by the Commission and Directing the Transfer of Remaining Funds to Treasury