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SEC Obtains Final Judgment Against Two Massachusetts Companies for Their Role in a Pyramid Scheme


Michael A. Bressman

SEC Uses Data Analysis to Detect "Cherry-Picking" by Broker


Jehu Hand and Antonio Katz

SEC Obtains Final Judgment Against Stock Promoter in Market Manipulation Scheme


Maxwell Technologies, Inc., et al.

Notice of Proposed Plan of Distribution and Opportunity to Comment


Bryan R. Ziegenfuse

SEC Charges Former Vice President of Ocwen Financial Corporation with Insider Trading


Stephen Romo

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions


Thomas Carter Ronk

SEC Charges Company Insider with Multiple Frauds


COR Clearing, LLC

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order


Unal Patel and Amish Patel

Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order


Credit Suisse Securities (USA) LLC

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order


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