Kirbyjon Hines Caldwell et al., Shae Yatta Harper

SEC Charges Prominent Pastor, Financial Planner in Scheme to Defraud Elderly Investors


Logitech International, S.A., Michael Doktorczyk and Sherralyn Bolles, CPA

Order Appointing Fund Administrator and Setting Administrator Bond Amount


Howard B. Present

Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing


Kent Maerki

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions


Know Before You Share: Be Mindful of Data Aggregation Risks

If putting all your financial information online and in one place sounds like a good idea, there are many companies—often called data aggregators—ready to help you organize your financial life. However, before you share your account information and other sensitive financial details with data aggregators, it pays to know how these services operate, and how...


Using technology to improve care, reduce costs

Here’s my latest article on McKnight’s Long-Term Care News: Using technology to improve care, reduce costs At Maimonides Medical Center, 24 frail older adults were taught to use laptops so that they could manage their health information from home. The technology facilitated communication between patients and providers and improved the quality of life of participants....


Nauman A. Aly

SEC Obtains Summary Judgment in EDGAR Manipulation Case


Kevin Mckenna and Robert Eide

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order


Aegis Capital Corporation

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order


Eugene Terracciano

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing


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