Analytica Bio-Energy Corp., et al., Marvin Winick
SEC Charges Penny Stock Company, Control Person, and Former Officer With Fraud In Filing False Reports and Selling Unregistered Securities
Ameriprise Financial Services, Inc.
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, and Section 15(b) of the Securities Exchange Act of 1934, and Section 203(e) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
AmeraTex Energy, Inc., et al
SEC Charges Texas Companies and Individuals in Oil-and-Gas Offering Fraud
Stefan Lumiere
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Logitech International, S.A., Michael Doktorczyk and Sherralyn Bolles, CPA
Order Establishing a Fair Fund
Dedicated Sound and Audio, Inc., et al.
Southern California-Based Home Audio Manufacturer and Telemarketer Agree to Settle Fraud Charge
Steven Zoernack and Equitystar Capital Management, LLC
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Stephen M. Hicks
Order Instituting Administrative Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions