Demitrios Hallas
SEC Obtains Default Judgment Against Former Broker Charged with Defrauding Customers
Avaneesh Krishnamoorthy
SEC Obtains Final Judgment Against Investment Bank VP Charged With Insider Trading
Jason McDiarmid, et al.
SEC Charges Microcap Company and its Promoters in Pump-and-Dump Market Manipulation Scheme
Anand Jayapalan et al.
SEC Charges Technology Company Insider with Tipping Family Members Ahead of Acquisition
Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC
SEC Charges Investment Adviser With Stealing Money From Clients
Daniel C. Caravette
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Pranav V. Patel
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Louis F. Petrossi
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions