Yu-Cheng Lin
Federal Court Orders Arrest Warrant for Defendant Charged With Insider Trading and Finds Him in Contempt
Harrison Katzen
Order Instituting Administrative Proceedings Pursuant to Section 17A(c)(4)(c) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Momentum Investment Partners LLC (D/B/A Avatar Investment Management) and Ronald J. Fernandes
SEC Obtains Final Judgments Against Connecticut-Based Investment Adviser and CEO for Failure to Disclose Fees to Clients
James H. Im and Kee Chan
Settlement Concluded With One Defendant in SEC Case Against Former Nomura Traders
Laurence I. Balter d/b/a Oracle Investment Research
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
Ciralight Global, Inc., et al.
Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Ciralight Global, Inc.
TelexFree, Inc. et al.
SEC Obtains Final Judgment Ordering Promoter of Pyramid Scheme to Pay Over $1.8 Million
Christopher Cervino
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
William J. Wells and Promitor Capital Management LLC
Commission Obtains Judgment Against and Imposes Industry Bar on New Jersey Resident for Securities Fraud
Everette L. Scott, Jr.
Order of Forthwith Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice