WCAS Management Corporation

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PixarBio Corp. et al.

The Securities and Exchange Commission today charged a biotech start-up formerly based in Massachusetts, its CEO, and another employee with lying about their progress in seeking FDA approval for a non-opiate pain treatment and with lying about the company's finances. The SEC also alleges that the insiders along with the CEO's close friend manipulated the...


Altaba Inc. and f/d/b/a Yahoo! Inc.

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Ambicom Holdings, Inc., et al.

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Martin Shkreli

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Daniel H. Glick, et al.

On April 17, 2018, the United States District Court for the Northern District of Illinois entered judgments against Daniel H. Glick, a Chicago-based investment adviser, his unregistered investment advisory firm Financial Management Strategies Inc. (FMS), and his accounting firm, relief defendant Glick Accounting Services Inc. (GAS). The SEC had charged Glick and FMS in March...


Marilynjean Interactive Inc.

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Mark P. French

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Steven M. Simmons

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Sohrab ("Sam") Sharma, et al.

The Securities and Exchange Commission today announced additional fraud charges stemming from an investigation of Centra Tech, Inc.'s $32 million initial coin offering. In an amended complaint filed April 20, 2018, the SEC charged one of Centra's co-founders, Raymond Trapani, in a fraudulent scheme related to Centra's 2017 ICO, in which the company issued "CTR...


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