Leadership Perspectives: Answering the FAQs for PPE
As the COVID-19 health crisis continues, reducing the spread of respiratory illnesses, like flu, this fall and winter is more important than ever. Personal Protective Equipment (PPE) remains a hot topic. Below you will find answers to frequently asked questions regarding PPE and how to keep staff on the right course. Q: What foundational area...
Alan D. Seidel
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Bethany Liou and Golden California Regional Center, LLC
Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution
HHS Awards Nursing Homes $333M in COVID-19 Performance Rewards
On October 28, 2020, the U.S. Department of Health and Human Services (HHS) announced that it is awarding $333M in COVID-19 performance rewards to more than 10,000 nursing homes. These facilities are being recognized for demonstrating significant reductions in COVID-19 related infections and deaths between August and September. Access the announcement from HHS and learn...
Steven L. Henning, CPA
Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice
John A. Paulsen
SEC Wins Virtual Bench Trial Against Analyst Charged with Aiding and Abetting New York Pension Fund Pay-To-Play Scheme
Alex Forester, Michael Hicks, Yarden Krampf, Christopher Lee, Sean O’Neal, Michael Raynor, and Lee Sobel
SEC Charges Seven Individuals with Unregistered Brokerage Activity Related to the Sale of Numerous Microcap Securities
an Application Filed Under Rule 193 of the Commission’s Rules of Practice and Section 203(f) of the Investment Advisers Act On Behalf of Eric D. Wanger for Consent to Associate with Burling Acquisition Group, LLC
Order Granting Consent to Associate
Mohammed Ali Rashid
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
