Tag Archives: names

SEC Names Diane C. Blizzard as Associate Director for Regulatory Policy and Investment Adviser Regulation

FOR IMMEDIATE RELEASE 2012-69 Washington, D.C., April 19, 2012 — The Securities and Exchange Commission today announced that Diane C. Blizzard has been named Associate Director for Regulatory Policy and Investment Adviser Regulation in the Division of Investment Management. As … Continue reading

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FINRA Names Robert L. D. Colby Chief Legal Officer

Washington – The Financial Industry Regulatory Authority (FINRA) announced today that it has hired Robert L. D. Colby as its Chief Legal Officer. Read More

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